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Allen David Andes

Ameriprise Financial Services, LLC

Parker, CO

Aurora, CO

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2018-06-22
TX RA APPROVED 2018-06-22
  • CO RA
    APPROVED
    Since 2018-06-22
  • TX RA
    APPROVED
    Since 2018-06-22

Branch Locations

18425 Pony Express Dr Ste 101E, Parker, CO 80134 • United States

Aurora, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Professionals Inc San Antonio TX 01/2014 08/2018
Ameriprise Financial Services, Inc. Aurora CO 08/2018 03/2020
Ameriprise Financial Services, Llc Parker CO 03/2020 Present
  • 01/2014 → 08/2018
    Investment Professionals Inc
    San Antonio, TX
  • 08/2018 → 03/2020
    Ameriprise Financial Services, Inc.
    Aurora, CO
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Parker, CO
Previous Registrations
  • 2014-01-31 → 2018-09-24
    Investment Professionals, Inc.
    San Antonio, TX
    Aurora, CO
    Highlands Ranch, CO
    Aurora, CO
    Aurora, CO
    San Antonio, TX
  • 2011-07-13 → 2014-02-27
    Valic Financial Advisors, Inc.
    Lakewood, CO
  • 2007-02-19 → 2009-07-15
    Pnc Wealth Management Llc
    Plymouth Meeting, PA
    Royersford, PA
    Norristown, PA
    Eagleville, PA
    Norriton, PA
    East Norriton, PA
    Plymouth Meeting, PA
    Norristown, PA
    Conshohocken, PA
    Norristown, PA
Other Businesses

Real Estate Ownership; Single Family; Cerritos MX, , Cerritos, CO, 80016; Not Investment-Related; 01/20/2020.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-17
S63 Uniform Securities Agent State Law Examination 1994-02-25
  • S66 Uniform Combined State Law Examination
    2007-02-17
  • S63 Uniform Securities Agent State Law Examination
    1994-02-25
Other Names
  • Allen Andes

View on SEC IAPD

Other Firms

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RAISA ENERGY LLC
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CAPTRUST
WESTWIND CAPITAL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

JOHN SANDSTROM
JOE OKABE
GREGORY WILLIAM GILES
JEREMY J MONTAG
DAX RUSH
ANGELA M. SMITH
MIRANDA WILSON RAVIN
WAYNE A. WATTS

Other Offices

STRATEGIC ADVISERS LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
RAISA ENERGY LLC · CENTENNIAL, CO
GOOD LIFE ADVISORS, LLC · CENTENNIAL, CO
EDWARD JONES · GREENWOOD VILLAGE, CO
CAPTRUST · Greenwood Village, CO
WESTWIND CAPITAL · Centennial, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GREENWOOD VILLAGE, CO

More in Parker, CO

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