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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-09-09
  • PA RA
    APPROVED
    Since 2016-09-09

Branch Locations

150 N Radnor-Chester Rd Ste A100, Radnor, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Wayne PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Wayne PA 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-08
S63 Uniform Securities Agent State Law Examination 1997-07-28
  • S65 Uniform Investment Adviser Law Examination
    1998-01-08
  • S63 Uniform Securities Agent State Law Examination
    1997-07-28
Other Names
  • Sue Bader
  • Suzette Anne Bader

View on SEC IAPD

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