James Patrick Richardson

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-07-10

SC RA
APPROVED

Since 2025-07-10

Branch Locations

Barnwell, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Next Financial Group Inc	Barnwell	SC	02/2008	07/2025
Lpl Financial Llc	Barnwell	SC	07/2025	Present

02/2008 → 07/2025

Next Financial Group Inc

Barnwell, SC
07/2025 → Present

Lpl Financial Llc

Barnwell, SC

Previous Registrations

2008-03-19 → 2025-07-10

Next Financial Group, Inc.

Houston, TX

Barnwell, SC
2006-06-14 → 2008-03-06

Questar Asset Management, Inc.

Barnwell, SC
2004-10-20 → 2006-07-18

Usallianz Securities, Inc.

Barnwell, SC

Barnwell, SC

Cornelius, NC
2003-04-16 → 2003-08-15

Legacy Advisory Services, Inc.

Barnwell, SC

Other Businesses

1. 07/10/2025- Richardson Financial Services- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 06/05/2025- 130 Hours Per Month- 90 Hours During Trading 2. 07/10/2025- Richardson Financial Services- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 05/01/2016- 10 Hours Per Month- 10 Hours During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-02-27
S63	Uniform Securities Agent State Law Examination	1993-12-27

S65 Uniform Investment Adviser Law Examination

1998-02-27
S63 Uniform Securities Agent State Law Examination

1993-12-27

Other Names

Pat Richardson

View on SEC IAPD