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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-01-16 |
| TX | RA | APPROVED | 2026-01-16 |
Branch Locations
19 Ludlow Road Suite 202, Westport, CT 06880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Westport | CT | 03/2009 | 02/2020 |
| Ameriprise Financial Services, Llc | Westport | CT | 02/2020 | 01/2026 |
| Raymond James Financial Services Advisors, Inc. | Westport | CT | 01/2026 | Present |
| Raymond James Financial Services, Inc. | Westport | CT | 01/2026 | Present |
Umbrella Club Not investment-related Stamford, CT Non-profit Board Member 04/2007 10 hours per month 10 hours during trading Westport Wealth Partners Not investment-related Westport, CT DBA/Support Company Advisor 01/2026 0 hours per month 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-27 |
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