Earl Leigh Brooks

Current Employers

Employment History

• 01/1988 → Present
  Self Employed
  Pittsburgh, PA
• 06/2005 → 08/2024
  Triad Advisors, Inc.
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Pittsburgh, PA

Previous Registrations

• 2008-01-07 → 2024-08-23
  Triad Advisors Llc
  Pittsburgh, PA
  Pittsburgh, PA
  Pittsburgh, PA
  Atlanta, GA
  Pittsburgh, PA
  Pittsburgh, PA
• 2005-08-18 → 2006-12-31
  Venn Wealth & Benefit Services, Llc
  Pottsburgh, PA
• 2003-04-03 → 2004-12-03
  Cuna Brokerage Services, Inc.
  Butler, PA

Other Businesses

1. EARL BROOKS SERVICES POSITION: OWNER NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1998 ADDRESS: 3651 Perrysville Ave, PITTSBURG PA 15214, United States DESCRIPTION: TAX Prep and Planning 2. RIVERSPOINTE WEALTH ADVISORS POSITION: owner/operator NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 85 START DATE: 10/27/1993 ADDRESS: 3651 Perrysville Ave, Pittsburgh PA 15214, United States DESCRIPTION: advise or consult with clients on financial planning, life insurance matters and fixed income annuities 3. RENTAL HOME POSITION: Owner NATURE: sole proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2018 ADDRESS: 1250 Main St, Chase City VA 23924, United States DESCRIPTION: make sure water, insurance, rent and maintenance are taken care of.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-29
• S63 Uniform Securities Agent State Law Examination
  1994-02-09

Designations

Other Names

• Buddy Brooks