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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-05
GA RA APPROVED 2022-09-27
  • TX RA
    APPROVED
    Since 2025-05-05
  • GA RA
    APPROVED
    Since 2022-09-27

Branch Locations

Bowdon, GA • United States

380 Dahlonega St Ste 110, Cumming, GA 30040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Cummings GA 05/2009 09/2022
Lpl Financial Llc Cumming GA 09/2022 Present
Previous Registrations
Other Businesses

1- 12/2004 / Blessed Beyond Measure, Inc. / Business Entity For Tax/Investment Purposes Only / Non Inv Related / Cumming, GA 30040 2- 09/2012 / Rental Property / Real Estate Rental / Inv Related / 202 Patterson St., Cumming, GA 30040 3- 08/2006 / Mountain View Farms-Hay Farm / Non Inv Related / Bowdon, GA 30108

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-05-27
S63 Uniform Securities Agent State Law Examination 1994-04-19
  • S65 Uniform Investment Adviser Law Examination
    2003-05-27
  • S63 Uniform Securities Agent State Law Examination
    1994-04-19

View on SEC IAPD

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