Robert Glenn Stern

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2005-07-29
TX	RA	APPROVED_RES	2005-07-28

LA RA
APPROVED

Since 2005-07-29
TX RA
APPROVED_RES

Since 2005-07-28

Branch Locations

Metairie, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)	Metarie	LA	04/2005	Present

04/2005 → Present

Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)

Metarie, LA

Other Businesses

1. 5/25/2011 - NON-VARIABLE INSURANCE - STERN & ASSOCIATES, LLC - OFFERING P&C INSURANCE TO MY CLIENTS. - 50% OF TIME SPENT. 2. 12/05/2014 - STERN WEALTH MANAGEMENT - TIME SPENT 40 HOURS PER MONTH - METAIRIE, LA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-03-23
S63	Uniform Securities Agent State Law Examination	1993-12-23

S65 Uniform Investment Adviser Law Examination

2016-03-23
S63 Uniform Securities Agent State Law Examination

1993-12-23

Other Names

Bob Stern
Robert Stern

View on SEC IAPD