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Matthew Philip O'COnnor

Capital Client Group, Inc.

Manhattan Beach, CA

Los Angeles, CA

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-04-30
  • CA RA
    APPROVED
    Since 2013-04-30

Branch Locations

Manhattan Beach, CA • United States

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Los Angeles CA 11/2008 Present
  • 11/2008 → Present
    American Funds
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-09-22
S65 Uniform Investment Adviser Law Examination 2001-10-24
  • S63 Uniform Securities Agent State Law Examination
    2009-09-22
  • S65 Uniform Investment Adviser Law Examination
    2001-10-24
Designations
Other Names
  • Matthew P Oconnor
  • Matthew P O'COnnor
  • Matthew P Oconnor

View on SEC IAPD

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