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Joseph G Zavory

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stamford, CT

Fairfield, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-11-01
TX RA APPROVED_RES 2013-01-25
CT RA APPROVED 2006-08-08
  • NY RA
    APPROVED
    Since 2022-11-01
  • TX RA
    APPROVED_RES
    Since 2013-01-25
  • CT RA
    APPROVED
    Since 2006-08-08

Branch Locations

301 Tresser Blvd, Stamford, CT 06901 • United States

Fairfield, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 New York NY 08/2006 Present
  • 08/2006 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-10
S63 Uniform Securities Agent State Law Examination 1994-01-11
  • S65 Uniform Investment Adviser Law Examination
    1999-12-10
  • S63 Uniform Securities Agent State Law Examination
    1994-01-11
Other Names
  • Joe Zavory
  • Joseph Gabor Zavory

View on SEC IAPD

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