Rocio C Harb

Current Employers

Ipg Investment Advisors, Llc

501 West Broadway Suite 1350, San Diego, CA 92101 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2019-07-02

FL RA
APPROVED

Since 2019-07-02

Branch Locations

Miami, FL • United States

501 West Broadway Suite 1350, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Investment Placement Group	San Diego	CA	07/2016	Present
Ipg Investment Advisors, Llc.	Miami	FL	07/2019	Present

07/2016 → Present

Investment Placement Group

San Diego, CA
07/2019 → Present

Ipg Investment Advisors, Llc.

Miami, FL

Previous Registrations

2019-07-02 → 2022-12-31

Ipg Investment Advisors, Llc

Miami, FL

San Diego, CA
2015-03-05 → 2016-06-28

B. Riley Wealth Management

Miami, FL

New York, NY

Other Businesses

BRANCH MANAGER OF IPG INVESTMENT ADVISORS, LLC., INVESTMENT RELATED, LOCATED AT 501 W BROADWAY, SUITE 1350 SAN DIEGO, CA 92101 INVESTMENT ADVISOR REPRESENTATIVE (IAR) DEVOTES ROUGHLY 20 HOURS A WEEK, AS MUCH AS 4 HOURS A DAY DURING TRADING HOURS TO THIS BUSINESS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-06-11
S63	Uniform Securities Agent State Law Examination	1995-02-13

S66 Uniform Combined State Law Examination

2019-06-11
S63 Uniform Securities Agent State Law Examination

1995-02-13

Other Names

Rocio Perrera
Rocio Ayala
Rocio Harb

View on SEC IAPD