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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-05-07 |
| IL | RA | APPROVED | 2006-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Decatur | IL | 01/2006 | Present |
(1) 11/14/2005: WJH, INC -OWNER -Business Entity For Tax/Investment Purposes Only- WJH, Inc is a Sub S Corp which was incorporated in Illinois on 3/22/04. I do the record keeping, pay the bills, work with our attorney and cpa, etc. I own 100 shares and my brother-in-law, Everett Holmes, owns 100 shares. I serve as Pres and Treas.- 10% - INV Related (2) 12/12/2005: COVENANT WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (3) 05/21/2009: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - INS TYPE: HEALTH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-29 |
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