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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2007-03-14 |
| MA | RA | APPROVED | 2007-03-14 |
| NH | RA | APPROVED | 2007-02-21 |
Branch Locations
255 State Street 5Th Floor, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fahnestock & Co. Inc. | Boston | MA | 10/2002 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-10 |
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