Caryn Halbrecht

Current Employers

Employment History

• 08/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Westport, CT
• 11/2016 → Present
  Bank Of America, N.A.
  Westport, CT

Previous Registrations

• 2014-12-10 → 2016-05-17
  Private Advisor Group, Llc
  Wilton, CT
  Morristown, NJ
• 2014-04-10 → 2014-12-10
  Lpl Financial Llc
  Fort Mill, SC
  Stamford, CT
  Wilton, CT

Other Businesses

I*128325For profit or not for profit: For-Profit OrganizationName of outside business organization: Indian River Rd LLCInvestment related: NAddress of business: Trumbull, Connecticut 6611Nature of business: LLC,Position, title, association: Limited Partner, Start date of relationship: 11/22/2005Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: I have no responsibilities. It is a land investment. I am a passive partner.General Notes: 11/22/2019 13:57 HALBRECHT, CARYN : I spend no time at all on this and have no decision making responsibilities. It is a passive land investment with other partners that recently sold a portion.I*130162For profit or not for profit: For-Profit OrganizationName of outside business organization: TH1QOF LLCInvestment related: YAddress of business:Stamford, Connecticut 6902Nature of business: LLC,Position, title, association: Limited Partner, Start date of relationship: 12/28/2019Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: I have no responsibilities. This is an investment of my husbands and I have a teensy sliver of a share.I*1044383For profit or not for profit: Entity For ProfitName of outside business organization: TH1, LLCInvestment related: NAddress of business: stamford, Connecticut, 06902Nature of business: ["Limited Liability Company"]Position, title, association: ["Other"], Start date of relationship: 10/21/2022Number of hours devoted: 0 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: passive owner of 5%, I have no responsibilities. This is an investment account.I* 1695285For profit or not for profit: Entity For ProfitName of outside business organization: Lincoln Investments, LLCInvestment related: noAddress of business: Stamford, CT, 06902Nature of business: Limited Liability CompanyPosition, title, association: OwnerStart date of relationship: 05/26/2017Number of hours devoted: 10 yearlyNumber of hours devoted during trading hours: 4Duties: This is a rental property. Responsibilities include paying taxes and insurance, making sure rent is collected, arranging for a repair if there are any required. I am listed as the owner buy my husband takes responsibility for almost all of what needs to get done. I* 354082 For profit or not for profit: Entity For Profit Name of outside business organization: Washington Heights,LLC Investment related: no Address of business: Union, NJ, 07083 Nature of business: Limited Liability Company Position, title, association: General Partner/Managing Member Start date of relationship: 04/21/1999 Number of hours devoted: 2 monthly Number of hours devoted during trading hours: 0 Duties: I am a passive investor in this property, with a one eighthshare.

Exams

• S66 Uniform Combined State Law Examination
  2014-04-09

Other Names

• Caryn Rita Halbrecht