John Christian Wilbourne

Current Employers

Occidental Asset Management, Llc

301 California Drive #9, Burlingame, CA 94010 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2016-08-15
TX	RA	APPROVED_RES	2016-06-09
CA	RA	APPROVED	2016-05-24

WA RA
APPROVED

Since 2016-08-15
TX RA
APPROVED_RES

Since 2016-06-09
CA RA
APPROVED

Since 2016-05-24

Branch Locations

35 100Th Ave Ne, Bellevue, WA 98004 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Previous Registrations

2014-02-04 → 2016-05-17

Private Advisor Group, Llc

Bellevue, WA

Morristown, NJ
2012-11-05 → 2014-03-07

Kestra Private Wealth Services, Llc

Bellevue, WA

Austin, TX
2011-01-03 → 2012-11-06

Wells Fargo Clearing Services, Llc

Seattle, WA

Bellevue, WA
2004-07-12 → 2011-01-03

Wells Fargo Investments, Llc

Bellevue, WA

Bellevue, WA

Bellevue, WA

Bellevue, WA
2003-01-03 → 2004-07-12

Oppenheimer & Co. Inc.

Bellevue, WA
1998-09-30 → 2003-01-03

Cibc World Markets Corp.

Seattle, WA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-02-09
S63	Uniform Securities Agent State Law Examination	1993-12-29

S65 Uniform Investment Adviser Law Examination

1994-02-09
S63 Uniform Securities Agent State Law Examination

1993-12-29

Other Names

John C Wilbourne

View on SEC IAPD

Current Employers

Occidental Asset Management, Llc

Disclosures

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews