Debora Lee Wood

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2009-04-21

AZ RA
APPROVED

Since 2009-04-21

Branch Locations

Tucson, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Tucson	AZ	04/2009	Present

04/2009 → Present

Lpl Financial, Llc

Tucson, AZ

Previous Registrations

2009-03-05 → 2009-04-24

Morgan Stanley & Co. Llc

Tucson, AZ
2002-11-18 → 2004-12-31

Morgan Stanley Dw Inc.

Tucson, AZ

Other Businesses

1. 2/1/2013 - REAL ESTATE RENTAL - INV REL - 3217 N. HILL FARM DRIVE, LLC - REAL ESTATE RENTAL - SINGLE FAMILY HOME. - TIME SPENT 5% 2. 09/29/2022 - AFFINITY WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 08/08/2022 - 160 Hours Per Month/150 Hours During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-02-03
S63	Uniform Securities Agent State Law Examination	1994-01-18

S65 Uniform Investment Adviser Law Examination

1994-02-03
S63 Uniform Securities Agent State Law Examination

1994-01-18

Other Names

Debora Lee Cording
Debora L Wood

View on SEC IAPD