Best Investors Account Sign in

David Dziadziola

Oppenheimer & Co. Inc.

Houston, TX

Austin, TX

Claim This Profile
Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-10-15
  • TX RA
    APPROVED
    Since 2018-10-15

Branch Locations

711 Louisiana Street 15Th Floor, Houston, TX 77002 • United States

Barton Oaks Plaza Ii 901 S. Mopac Expressway, Suite 210, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Intelligent Capital Reserve Group Austin TX 08/2013 10/2018
Oppenheimer & Co. Inc. Austin TX 10/2018 Present
  • 08/2013 → 10/2018
    Intelligent Capital Reserve Group
    Austin, TX
  • 10/2018 → Present
    Oppenheimer & Co. Inc.
    Austin, TX
Previous Registrations
  • 2016-06-17 → 2018-10-18
    Osaic Services, Inc.
    Cedar Park, TX
    Austin, TX
    Des Moines, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-07
S63 Uniform Securities Agent State Law Examination 2010-05-30
  • S65 Uniform Investment Adviser Law Examination
    2016-06-07
  • S63 Uniform Securities Agent State Law Examination
    2010-05-30
Other Names
  • David Aloysius Dziadziloa
  • David Aloysius Dziadziola
  • David Aloysius Dziadziola

View on SEC IAPD

More in Houston, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor