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Braxton Bragg Comer

Bragg Comer Financial Advisors, LLC

Plano, TX

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Current Employers
Bragg Comer Financial Advisors, Llc

Frisco, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-10-07
  • TX RA
    APPROVED
    Since 2008-10-07

Branch Locations

Plano, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bragg Comer Financial Advisors, Llc Plano TX 12/2014 Present
Previous Registrations
  • 2006-07-31 → 2008-09-05
    Ssn Advisory, Inc.
    Rockwall, TX
  • 2005-03-28 → 2006-08-07
    Cambridge Investment Research Advisors, Inc.
    Heath, TX
  • 2003-02-07 → 2005-03-28
    Cambridge Investment Research, Inc.
    Heath, TX
    Heath, TX
  • 2001-10-04 → 2003-02-07
    Fsc Securities Corporation
    Garland , TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-19
S63 Uniform Securities Agent State Law Examination 1994-01-04
  • S65 Uniform Investment Adviser Law Examination
    1999-10-19
  • S63 Uniform Securities Agent State Law Examination
    1994-01-04
Designations
Other Names
  • Comer
  • Braxton Bragg Comer
  • Braxton Bragg Comer

View on SEC IAPD

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