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James Patrick Hannley

Jim Hannley, LLC

Tucson, AZ

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Current Employers
Jim Hannley, Llc

Tucson, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2004-10-21
  • AZ RA
    APPROVED
    Since 2004-10-21

Branch Locations

Tucson, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jim Hannley Llc Tucson AZ 01/2004 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-09-27
S63 Uniform Securities Agent State Law Examination 1994-01-25
  • S65 Uniform Investment Adviser Law Examination
    2004-09-27
  • S63 Uniform Securities Agent State Law Examination
    1994-01-25
Other Names
  • Jim Hannley

View on SEC IAPD

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