Adam Douglas Lorraine

Current Employers

Aegis Capital Corp.

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-01-02
NY	RA	APPROVED	2021-07-27

FL RA
APPROVED

Since 2025-01-02
NY RA
APPROVED

Since 2021-07-27

Branch Locations

Lighthouse Point, FL • United States

1305 Walt Whitman Rd Suite 120, Melville, NY 11747 • United States

Disclosures

4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation Yes
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Aegis Capital Corp	Boca Raton	FL	10/2013	Present

10/2013 → Present

Aegis Capital Corp

Boca Raton, FL

Previous Registrations

2011-01-26 → 2013-10-09

Revere Securities Llc

New York, NY
2007-11-14 → 2010-07-08

B. Riley Wealth Advisors, Inc.

Boca Raton, FL
2006-12-20 → 2007-08-23

Nfsg Corporation

Boca Raton, FL

Other Businesses

1) DYNAMIC CAPITAL HOLDING LLC, 1650 S DIXIE HWY BOCA RATON, FL 33432; INVESTMENT RELATED; CEO, ENTITY TO PROVIDE QUANTITATIVE TECHNICAL ANALYSIS TO INSTITUTIONS, DBA ALL SECURITIES OFFERED THROUGH AEGIS CAPITAL CORP; START DATE: 10/01/2021; 0 HOURS PER MONTH DEVOTED TO BUSINESS; 0 HOURS DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-12-18
S63	Uniform Securities Agent State Law Examination	1993-12-30

S65 Uniform Investment Adviser Law Examination

2006-12-18
S63 Uniform Securities Agent State Law Examination

1993-12-30

Other Names

Adam Douglas Corraine

View on SEC IAPD