Brett Riley

Current Employers

Employment History

• 10/2009 → 09/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lubbock, TX
• 12/2009 → 09/2022
  Bank Of America,Na
  Midland, TX
• 09/2022 → Present
  Ubs Financial Servies, Inc
  Austin, TX

Previous Registrations

• 2009-10-23 → 2022-10-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ft. Worth, TX
  Lubbock, TX
  Midland, TX
  Midland, TX
  Midland, TX
  Midland, TX
  Lubbock, TX
  Amarillo, TX
• 1998-01-01 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Midland, TX
  Midland, TX
  Lubbock, TX

Other Businesses

I*85423 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BENAIAH HOLDINGS LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: LUBBOCK, TEXAS 79423 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 7/1/2013 NUMBER OF HOURS DEVOTED: 3 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: HOLDING LLC FOR MY OIL AND GAS PRODUCTION AND MINERAL INTEREST Status: APPRVD I*6659 For profit or not for profit: Name of outside business organization: Brett Riley and Leslie Riley Investment related: Address of business: Abilene, Texas 79601 Nature of business: , Position, title, association: , Start date of relationship: 8/15/2018 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties: Name of Business: PRO2G Mission Inc./ Address: PO BOX 3852 AbileneTexas United States 79604-3852./ Investment Related: No./ Nature: The Pro2G Mission exists to glorify God globally by serving, equipping, and empowering local bodies of Christ to build, further, and unify the Kingdom of God throughout the world. The World's Backyard is serving, equipping, and empowering the ministry of the World's Backyard by sponsoring, shepherding, and encouraging this student led ministry to pursue the LORD and refugee children in Abilene with all their heart, mind, and strength. Costa Rica and Bungoma mission are caring for the disabled, elderly and orphans with financial resources, equipping them to learn a trade, providing land and building homes, education supporting schools and teachers, financial provisions for medical care, food, transportation and drilling water wells for clean water./ Role: Member of Board of directors./ Duty: Annual Board Meeting and quarterly call./ Start Date: 1/1/2024./ Time Required: No.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-09-18
• S63 Uniform Securities Agent State Law Examination
  1993-12-22

Other Names

• James Brett Rilley
• James Brett Riley