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Daniel Buford Ludwin

Salomon And Ludwin

Richmond, VA

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Current Employers
Salomon And Ludwin

1401 Gaskins Road, Richmond, VA 23238 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-07-02
VA RA APPROVED 2018-04-02
  • TX RA
    APPROVED
    Since 2018-07-02
  • VA RA
    APPROVED
    Since 2018-04-02

Branch Locations

1401 Gaskins Road, Richmond, VA 23238 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Richmond VA 11/2009 04/2018
Salomon And Ludwin, Llc Richmond VA 04/2018 Present
Previous Registrations
Other Businesses

1.CO-TRUSTEE FOR FRIEND, INVESTMENT RELATED, RICHMOND, VA; START 5/29/09; 1 HR/MO; 1 DURING TRADING. 2.TRUSTEE FOR FATHER-IN-LAWS MARITAL TRUST; INVESTMENT RELATED; GLEN ALLEN, VA; 12/2002; 1 HR/MO; 1 DURING TRADING. 3. CO-TRUSTEE FOR SALOMON & LUDWIN, LLC 401K FBO OF PRACTICE; INV RELATED; RICHMOND, VA; START: 1/1/16; .5 HR/MO; .5 DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-22
S63 Uniform Securities Agent State Law Examination 1994-04-18
  • S65 Uniform Investment Adviser Law Examination
    2001-03-22
  • S63 Uniform Securities Agent State Law Examination
    1994-04-18
Other Names
  • Dan Buford Ludwin

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