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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-01-16 |
| TN | RA | APPROVED | 2014-01-15 |
Branch Locations
1408 Currier Ln, Knoxville, TN 37919 • United States
233 W Steven St, Cookeville, TN 38501 • United States
Knoxville, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Knoxville | TN | 01/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Knoxville | TN | 03/2020 | Present |
Business Ownership; cornerstone wealth management llc.; ; administrative support; 320 n cedar bluff rdsuite 102knoxville, tn. 37923, ,; Not Investment-Related; 11/21/2013; 1 to 9 hours per month; 0 during trading hours / brw group; ; reale estate; 11124 kingston pk suite 119-280knoxville tn 37934, ,; Not Investment-Related; 01/15/2013; 1 to 9 hours per month; 1 to 9 during trading hours / Rocky Hill Properties LLC.; 50% owner / Secretary; Rocky Hill Properties was formed to own a single piece of commercial real estate; 1408 Currier Ln., , Knoxville, TN, 37919; Not Investment-Related; 12/19/2019; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-21 |
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