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Kenneth Jon Davis

Columbia Management Investment Advisers, LLC

Waxhaw, NC

Boston, MA

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Current Employers
Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2010-05-01
SC RA APPROVED 2010-05-01
  • NC RA
    APPROVED
    Since 2010-05-01
  • SC RA
    APPROVED
    Since 2010-05-01

Branch Locations

Waxhaw, NC • United States

290 Congress Street, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Management Group Charlotte NC 09/2006 Present
Columbia Management Advisors, Llc Charlotte NC 09/2006 Present
Riversource Investments Minneapolis MN 05/2010 Present
Riversource Fund Distributors, Inc. Atlanta GA 05/2010 Present
  • 09/2006 → Present
    Columbia Management Group
    Charlotte, NC
  • 09/2006 → Present
    Columbia Management Advisors, Llc
    Charlotte, NC
  • 05/2010 → Present
    Riversource Investments
    Minneapolis, MN
  • 05/2010 → Present
    Riversource Fund Distributors, Inc.
    Atlanta, GA
Previous Registrations
  • 2006-11-09 → 2010-05-01
    Bofa Advisors, Llc
    Charlotte, NC
    Waxhaw, NC
    Waxhaw, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-08
S63 Uniform Securities Agent State Law Examination 1998-02-11
  • S66 Uniform Combined State Law Examination
    2006-11-08
  • S63 Uniform Securities Agent State Law Examination
    1998-02-11

View on SEC IAPD

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