William Boyd Stokes

Current Employers

Employment History

• 04/2003 → 11/2020
  Kms Financial Services, Inc
  Seattle, WA
• 10/2002 → Present
  Wayland Baptist University
  Anchorage, AK
• 03/2003 → Present
  Stokes Financial Services, Llc
  Anchorage, AK
• 11/2020 → 06/2024
  Securities America, Inc.
  Anchorage, AK
• 11/2020 → 06/2024
  Securities America Advisors, Inc.
  Anchorage, AK
• 06/2024 → Present
  Osaic Wealth, Inc.
  Anchorage, AK

Previous Registrations

• 2020-11-06 → 2024-06-14
  Securities America Advisors, Inc.
  Anchorage, AK
• 2003-05-02 → 2020-11-06
  Kms Financial Services, Inc.
  Anchorage, AK
  Seattle, WA

Other Businesses

1. INSURANCE SALES POSITION: Insurance sales NATURE: Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/06/1994 ADDRESS: 207 E. Northern Lights Blvd, Suite 225, Anchorage AK 9950 DESCRIPTION: Insurance Sales 2. STOKES FINANCIAL SERVICES, LLC POSITION: Owner NATURE: Consultant INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 11/06/2003 ADDRESS: 207 E. Northern Lights Blvd, Suite 225, Anchorage AK 99503 DESCRIPTION: Investment Advisory Services 3. Walden University POSITION: Adjunct Faculty NATURE: Adjunct Faculty INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2013 ADDRESS: 100 S Washington Ave STE 900 Minneapolis, MN 55401 DESCRIPTION: Teach online courses and mentor doctoral students.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-12-07
• S63 Uniform Securities Agent State Law Examination
  1994-01-08

Designations