Andres Jack Swartz

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2005-06-17

TX RA
APPROVED

Since 2005-06-17

Branch Locations

2800 Post Oak Blvd, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of America, Na	Houston	TX	12/2009	Present

12/2009 → Present

Bank Of America, Na

Houston, TX

Previous Registrations

2002-06-03 → 2005-06-21

Ubs International Inc.

Houston, TX
1995-06-12 → 2002-06-21

Ubs Financial Services Inc.

Houston, TX

Other Businesses

C&M DEVELOPERS 608 SW 4TH AVENUE FT. LAUDERDALE FLORIDA 33315 REAL ESTATE STARTED:31-AUG-2007 HOURS PER MONTH: 0 - 20 NONE DURING TRADING. INVESTMENT RELATED.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-06-09

S63 Uniform Securities Agent State Law Examination

1995-06-09

View on SEC IAPD