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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-05-12
TX RA APPROVED_RES 2023-05-11
  • CA RA
    APPROVED
    Since 2023-05-12
  • TX RA
    APPROVED_RES
    Since 2023-05-11

Branch Locations

950 Iron Point Drive Suite 140, Folsom, CA 95630 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2009 05/2023
Raymond James Financial Services, Inc. Folsom CA 05/2023 Present
Raymond James Financial Services Advisors, Inc. Folsom CA 05/2023 Present
Independent Contractor El Dorado Hills CA 01/2005 Present
Previous Registrations
  • 2009-10-09 → 2023-05-12
    El Dorado Hills, CA
  • 2008-01-01 → 2009-10-12
    El Dorado Hills, CA
  • 2006-01-09 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Walnut Creek, CA
    Walnut Creek, CA
    El Dorado Hills, CA
    St. Louis, MO
Other Businesses

(1)Name of Business: R6 Wealth Partners Address: 950 Iron Point Rd. Suite 140, Folsom , CA, 95630, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 05/11/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: R6 Wealth Partners is the approved DBA for my investment advisor role with Raymond James.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-06
  • S66 Uniform Combined State Law Examination
    2006-01-06

View on SEC IAPD

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