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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-08-31 |
| TX | RA | APPROVED_RES | 2016-11-10 |
| OH | RA | APPROVED | 2008-04-29 |
Branch Locations
200 Public Square Ste 1650, Cleveland, OH 44114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co | Cleveland | OH | 04/2008 | Present |
NAME AND ADDRESS:MARYMOUNT HEALTH CARE SYSTEMS,20000 HARVARD ROAD,WARRENSVILLE HTS, OH 444122 NATURE OF ENTITY:OVERSEES MARYMOUNT HOSPITAL. THE HOSPITAL IS A PARTNERSHIP OF THE CLEVELAND CLINIC AND SISTERS OF ST. JOSEPH. ROLE IN OUTSIDE BUSINESS: BOARD MEMBER RESPONSIBILITIES IN THIS ROLE: I WILL WORK AS A MEMBER OF THE BOARD OF TRUSTEES AND ON THE FINANCE COMMITTEE. HOURS DEVOTED TO OTHER BUSINESS: ABOUT 8 BOARD/FINANCE MEETING YEAR. EACH MEETING LASTS ABOUT 2 HOURS. Name/Address: Cleveland State University Foundation 2121 Euclid Avenue, UN 501 Cleveland OH 44115 Start Date: 7/1/18 Hours Spent: 1-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Investment/Finance Committee Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-22 |
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