Chihjung Tracy Lu

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2017-03-25

CA RA
APPROVED

Since 2017-03-25

Branch Locations

Arcadia, CA • United States

4675 Macarthur Court Suite 1050, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Llc	Newport Beach	CA	03/2017	Present
Msi Financial Services	Pasadena	CA	07/2016	03/2017
Massmutual Life Insurance Co	Newport Beach	CA	03/2017	Present

03/2017 → Present

Mml Investors Services, Llc

Newport Beach, CA
07/2016 → 03/2017

Msi Financial Services

Pasadena, CA
03/2017 → Present

Massmutual Life Insurance Co

Newport Beach, CA

Previous Registrations

2017-02-22 → 2017-03-25

Msi Financial Services, Inc.

Pasadena, CA

Other Businesses

NAME: Chihjung Tracy Lu INV REL: Y ADD: Residential NATURE: NonMMLIA Insurance Brokerage/ Health, Group Health POSITION: Agent START DATE: 04/02/2002 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-11-14
S63	Uniform Securities Agent State Law Examination	1993-12-14

S66 Uniform Combined State Law Examination

2016-11-14
S63 Uniform Securities Agent State Law Examination

1993-12-14

Other Names

Chihjung Wong
Chihjung T Lu

View on SEC IAPD