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Michael Todd Brezovec

LPl Financial LLC

Gaithersburg, MD

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-01-01
TX RA APPROVED 2023-06-30
  • MD RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2023-06-30

Branch Locations

6 Montgomery Village Ave #650, Gaithersburg, MD 20879 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bethesda MD 10/2009 06/2023
Lpl Financial Llc Gaithersburg MD 06/2023 Present
  • 10/2009 → 06/2023
    Ameriprise Financial Services, Inc.
    Bethesda, MD
  • 06/2023 → Present
    Gaithersburg, MD
Previous Registrations
  • 2009-10-05 → 2023-07-06
    Bethesda, MD
    Bethesda, MD
    Gaithersburg, MD
  • 2007-06-29 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Washington, DC
    Rockville, MD
    Easton, MD
Other Businesses

1. 07/17/2023 - Six Montgomery Village Ave, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 8/1/2023 - 2 Hours Per Month - Time Spent 10% 2. 07/17/2023 - JJJ Holdings LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 1/1/2010 - 2 Hours Per Month - Time Spent 5% 3. 07/17/2023 - To Be Determined - Not Investment Related - Home Based - Firearms Instructor - Start Date 1/1/2019 - 5 Hours Per Month - Time Spent 1% 4. 07/17/2023 - Phillips Farm - Not Investment Related - Adamstown, MD - Deer Management Permit - Start Date 1/1/2015 - Time Spent 1% 5. 04/15/2024 - Brezovec & Associates - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/01/2015 - 0 Hours Per Month/ During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-28
S63 Uniform Securities Agent State Law Examination 1993-12-23
  • S65 Uniform Investment Adviser Law Examination
    2007-06-28
  • S63 Uniform Securities Agent State Law Examination
    1993-12-23

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