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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2023-06-30 |
Branch Locations
6 Montgomery Village Ave #650, Gaithersburg, MD 20879 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Bethesda | MD | 10/2009 | 06/2023 |
| Lpl Financial Llc | Gaithersburg | MD | 06/2023 | Present |
1. 07/17/2023 - Six Montgomery Village Ave, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 8/1/2023 - 2 Hours Per Month - Time Spent 10% 2. 07/17/2023 - JJJ Holdings LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 1/1/2010 - 2 Hours Per Month - Time Spent 5% 3. 07/17/2023 - To Be Determined - Not Investment Related - Home Based - Firearms Instructor - Start Date 1/1/2019 - 5 Hours Per Month - Time Spent 1% 4. 07/17/2023 - Phillips Farm - Not Investment Related - Adamstown, MD - Deer Management Permit - Start Date 1/1/2015 - Time Spent 1% 5. 04/15/2024 - Brezovec & Associates - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/01/2015 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-23 |
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