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Brian Gary Jacobs

Ameriprise Financial Services, LLC

Hauppauge, NY

Stony Brook, NY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
TX RA APPROVED_RES 2006-10-03
  • NY RA
    APPROVED
    Since 2021-04-16
  • TX RA
    APPROVED_RES
    Since 2006-10-03

Branch Locations

2150 Joshuas Path Ste 200, Hauppauge, NY 11788 • United States

Stony Brook, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Commack NY 11/1994 03/2020
Ameriprise Financial Services, Llc Hauppauge NY 03/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-12
S63 Uniform Securities Agent State Law Examination 1994-01-28
  • S65 Uniform Investment Adviser Law Examination
    1996-11-12
  • S63 Uniform Securities Agent State Law Examination
    1994-01-28
Designations
Other Names
  • Brian G Jacobs

View on SEC IAPD

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Other Offices

EQUITY SERVICES, INC. · HAUPPAUGE, NY
MADISON GLOBAL ADVISORS LLC · HAUPPAUGE, NY
UNITED FINANCIAL PLANNING GROUP LLC · HAUPPAUGE, NY
COMMONWEALTH FINANCIAL NETWORK · Hauppauge, NY
LPL FINANCIAL LLC · HAUPPAUGE, NY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Hauppauge, NY
J.P. MORGAN SECURITIES LLC · HAUPPAUGE, NY
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