Karen Marie Dulaney

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2022-09-28

OH RA
APPROVED

Since 2022-09-28

Branch Locations

Medina, OH • United States

1375 E 9Th St, Cleveland, OH 44114 • United States

110 N Wacker Dr, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Cleveland	OH	09/2011	10/2016
Jpmorgan Chase Bank	Cleveland	OH	09/2011	10/2016
Sun Trust Bank	Cleveland	OH	08/2018	06/2022
Sun Trust Investment Services	Cleveland	OH	07/2018	06/2022
Key Private Bank	Westlake	OH	10/2016	07/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Cleveland	OH	08/2022	Present

09/2011 → 10/2016

J.P. Morgan Securities Llc

Cleveland, OH
09/2011 → 10/2016

Jpmorgan Chase Bank

Cleveland, OH
08/2018 → 06/2022

Sun Trust Bank

Cleveland, OH
07/2018 → 06/2022

Sun Trust Investment Services

Cleveland, OH
10/2016 → 07/2018

Key Private Bank

Westlake, OH
08/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cleveland, OH

Previous Registrations

2018-08-13 → 2022-06-29

Truist Advisory Services, Inc.

Cleveland, OH
2003-09-10 → 2007-02-15

Keybanc Capital Markets Inc.

Pepper Pike, OH

Cleveland, OH

Pepper Pike, OH

Beachwood, OH

Other Businesses

I*1166326, Entity Type, Name of OBA: AW Address: Chicago, Illinois 60646 Investment Related: No Position, Title, Association: Executor Employee Start Date: 08/12/2025 No Hours: 8 Monthly No Hours during trading: 0 Duties: I*1166325Entity Type: N/AName of OBA:J.W.Address:Chicago IllinoisInvestment Related:NoPosition, Title, Association:TrusteeStart Date:01/03/2028No Hours: 8 MonthlyNo Hours during trading:0 MonthlyDuties:Trustee for Niece I*4881273, Entity Type: , Name of OBA: J F. W Revocable Trust dated October 22, 2025, Address: Medina, Ohio, 44256, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 10/22/2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-09-09
S63	Uniform Securities Agent State Law Examination	1993-11-16

S66 Uniform Combined State Law Examination

2003-09-09
S63 Uniform Securities Agent State Law Examination

1993-11-16

Other Names

Karen Marie Karnow

View on SEC IAPD