Best Investors Account Sign in

Dana L Payne

Commonwealth Financial Network

Peoria, AZ

Surprise, AZ

Claim This Profile
Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2014-04-15
  • AZ RA
    APPROVED
    Since 2014-04-15

Branch Locations

9200 West Union Hills Drive Suite 102, Peoria, AZ 85382 • United States

Surprise, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 04/2011 Present
Other Businesses

Fixed insurance sales; less than 5% of time spent during business hours; as of 2012; conducted at branch location, investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-03-27
S63 Uniform Securities Agent State Law Examination 1994-09-27
  • S65 Uniform Investment Adviser Law Examination
    2014-03-27
  • S63 Uniform Securities Agent State Law Examination
    1994-09-27
Other Names
  • Dana Lynne Malay
  • Dana Lynne Payne

View on SEC IAPD

Other Firms

CLARUS WEALTH ADVISORS, LLC
EDWARD JONES
J.P. MORGAN SECURITIES LLC
TACTIVE ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
KINGDOM FINANCIAL GROUP, LLC
IP FINANCIAL ADVISORY SERVICES LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

John Edward Fanning
Amy Caroline Jones
BERT ALLEN COOPER
THERESA ANN FANNING
JONATHON ALLEN STAATS
JOSHUA ALLEN COOPER
Kenneth R Hartley
SHERRY ANN HARDIN

Other Offices

CLARUS WEALTH ADVISORS, LLC · PEORIA, AZ
EDWARD JONES · PEORIA, AZ
EDWARD JONES · SUN CITY, AZ
J.P. MORGAN SECURITIES LLC · PEORIA, AZ
TACTIVE ADVISORS, LLC · Peoria, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PEORIA, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PEORIA, AZ
KINGDOM FINANCIAL GROUP, LLC · PEORIA, AZ

More in Peoria, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor