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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-16
  • CA RA
    APPROVED
    Since 2023-06-16

Branch Locations

5800 Armada Dr Ste 300, Carlsbad, CA 92008 • United States

16975 Avenida De Acacias Ste 606 [Xk-Rbo], Rancho Santa Fe, CA 92067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley San Diego CA 04/2011 06/2023
Morgan Stanley Private Bank, National Association New York NY 01/2015 06/2023
Wells Fargo Clearing Services, Llc Carlsbad CA 06/2023 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 Present
  • 04/2011 → 06/2023
    San Diego, CA
  • 01/2015 → 06/2023
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 06/2023 → Present
    Carlsbad, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2011-04-18 → 2023-06-23
    La Jolla, CA
    La Mesa, CA
    Rancho Sante Fe, CA
    San Diego, CA
  • 2009-10-23 → 2011-04-18
    Bonita, CA
    Chula Vista, CA
    National City, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
  • 2003-08-01 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Chula Vista, CA
    San Ysidro, CA
    National City, CA
    San Diego, CA
    Bonita, CA
  • 2003-06-05 → 2003-08-05
    Wamu Investments, Inc.
    Irvine, CA
Other Businesses

*527172- Trust; Investment related-Yes; Chula Vista, California; 10/2022; During business hours: 0; After business hours: 3 FRUIT IN THE BOX; INV RELATED; OCEANSIDE, CA; 10% OWNERSHIP; START 01/15/2024; 0 HOURS PER MONTH; 0 HOURS DURING TRADING; PASSIVE OWNER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-06
S63 Uniform Securities Agent State Law Examination 1993-12-30
  • S66 Uniform Combined State Law Examination
    2003-10-06
  • S63 Uniform Securities Agent State Law Examination
    1993-12-30
Other Names
  • Michael Eric Terry
  • Michael Terry

View on SEC IAPD

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