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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-16 |
Branch Locations
5800 Armada Dr Ste 300, Carlsbad, CA 92008 • United States
16975 Avenida De Acacias Ste 606 [Xk-Rbo], Rancho Santa Fe, CA 92067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | San Diego | CA | 04/2011 | 06/2023 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 06/2023 |
| Wells Fargo Clearing Services, Llc | Carlsbad | CA | 06/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | Present |
*527172- Trust; Investment related-Yes; Chula Vista, California; 10/2022; During business hours: 0; After business hours: 3 FRUIT IN THE BOX; INV RELATED; OCEANSIDE, CA; 10% OWNERSHIP; START 01/15/2024; 0 HOURS PER MONTH; 0 HOURS DURING TRADING; PASSIVE OWNER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-30 |
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