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Kimberly Sue Jones

Spc

Ann Arbor, MI

Ann Arbor, MI

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-01-02
  • MI RA
    APPROVED
    Since 2026-01-02

Branch Locations

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corporation Ann Arbor MI 04/2013 Present
Spc Ann Arbor MI 04/2013 Present
Parkland Securities Ann Arbor MI 04/2013 Present
  • 04/2013 → Present
    Sigma Financial Corporation
    Ann Arbor, MI
  • 04/2013 → Present
    Ann Arbor, MI
  • 04/2013 → Present
    Parkland Securities
    Ann Arbor, MI
Previous Registrations
  • 2012-03-19 → 2013-04-01
    Ann Arbor, MI
  • 2007-09-11 → 2010-09-20
    Equitas America, Llc
    Farmington Hills, MI
    Farmington Hills, MI
  • 2005-05-18 → 2006-02-02
    Ameriprise Advisor Services, Inc.
    Detroit, MI
    Detroit, MI
    Detroit, MI
Other Businesses

Board member - Arabian Horse Association of MI, Clay, MI. Duties are to help grow club membership and to promote annual spring horse show. Start date: 1/1/24, approx. 1 hr/mo, none during mkt hrs, for a 3-year term. INV REL: N Co-own, with spouse, a residential rental home located in Superior Twp, MI and receive rental income. Start date: 2/1/24, less than 1 hr/mo, none during mkt hrs. INV REL: N

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-17
S63 Uniform Securities Agent State Law Examination 1994-11-01
  • S65 Uniform Investment Adviser Law Examination
    1998-08-17
  • S63 Uniform Securities Agent State Law Examination
    1994-11-01
Other Names
  • Kimberly Sue Liddell
  • Kimberly Sue Watson-Liddell
  • Kimberly Sue Liddell-Watson
  • Kimberly Sue Watson-Liddell
  • Kimberly Sue Liddell-Watson

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