Stephen R Pratola

Current Employers

Employment History

• 02/2020 → 08/2021
  Cadaret Grant & Co., Inc.
  Wall, NJ
• 04/2014 → 06/2019
  Morgan Stanley
  New York, NY
• 06/2019 → 02/2020
  Retired
  Wall, NJ
• 09/2021 → 06/2023
  Broadridge
  Newark, NJ
• 05/2023 → 07/2025
  Cadaret Grant & Co., Inc.
  Jericho, NY
• 07/2025 → Present
  Lpl Financial Llc
  Jericho, NY

Previous Registrations

• 2023-06-05 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  Syracuse, NY
  Jericho, NY
  Syracuse, NY
  Jericho, NY
• 2020-05-20 → 2021-08-10
  Cadaret, Grant & Co., Inc.
  Little Silver, NJ
• 2004-04-16 → 2008-09-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
  New York, NY

Other Businesses

1- 07/2025 - Insurance Agent - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 06/01/2020 - 1 hour per month/ during trading 2- 07/2025 - Pratola Wealth Management LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 01/01/2025 - 0 hours per month/ during trading 3- 07/2025 - American Investment Planners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2025 - 160 hours per month/ 120 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2020-05-19
• S65 Uniform Investment Adviser Law Examination
  1996-08-28
• S63 Uniform Securities Agent State Law Examination
  1994-07-06

Other Names

• Stephen Robert Pratola
• Stephen Pratola