Colin Edward Parks

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-13
SC	RA	APPROVED	2024-09-30
OH	RA	APPROVED	2007-02-09

TX RA
APPROVED

Since 2025-01-13
SC RA
APPROVED

Since 2024-09-30
OH RA
APPROVED

Since 2007-02-09

Branch Locations

Hilton Head Island, SC • United States

5007 Horizons Drive, Columbus, OH 43220 • United States

Dublin, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Dublin	OH	02/2007	Present

02/2007 → Present

Ubs Financial Services Inc.

Dublin, OH

Previous Registrations

2006-10-31 → 2007-02-09

Keybanc Capital Markets Inc.

Dublin, OH

Dublin, OH

Other Businesses

1. Colin E Parks Trust, This is a Private Mortgage made from my Trust to my Daughter, Trustee, start date-8/15/2007, Dublin United States-43017

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-10-26
S63	Uniform Securities Agent State Law Examination	1995-11-03

S65 Uniform Investment Adviser Law Examination

2006-10-26
S63 Uniform Securities Agent State Law Examination

1995-11-03

Other Names

Colin Edward Parks

View on SEC IAPD