Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-04-02 |
| CA | RA | APPROVED | 2020-08-24 |
| TX | RA | APPROVED_RES | 2020-08-21 |
Branch Locations
16000 Los Gatos Boulevard, Los Gatos, CA 95032 • United States
Scottsdale, AZ • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Jose | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Jose | CA | 11/2016 | 08/2020 |
| Morgan Stanley Smith Barney Llc | Los Gatos | CA | 08/2020 | Present |
| Morgan Stanley Smith Barney Llc | Scottsdale | AZ | 02/2021 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 09/2020 | Present |
RENTAL PROPERTY; INV RELATED; SAN JOSE, CA; 100% OWNERSHIP; START 10/1/2010; 0.50 HOURS PER MONTH, 0 DURING TRADING; LANDLORD. *410973 - Rental property; Investment related No; San Jose, CA; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); Aug 2010; During business hours: 0; After business hours: 1; Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-05 |
Reach out to this advisor