Rachel Shanley Stauffer

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2023-10-23
MN	RA	APPROVED	2020-02-04
TX	RA	APPROVED_RES	2018-12-18
IA	RA	APPROVED	2014-07-01

IL RA
APPROVED

Since 2023-10-23
MN RA
APPROVED

Since 2020-02-04
TX RA
APPROVED_RES

Since 2018-12-18
IA RA
APPROVED

Since 2014-07-01

Branch Locations

1080 Jordan Creek Parkway Suite 400 North, West Des Moines, IA 50266 • United States

233 South Wacker Drive Suite 9200 Pwm, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present
Morgan Stanley Smith Barney Llc	West Des Moines	IA	03/2014	Present

01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY
03/2014 → Present

Morgan Stanley Smith Barney Llc

West Des Moines, IA

Other Businesses

*226607- Stauffer Mineral Interests LLC; Investment related Yes; Des Moines, Iowa; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 05/2015; During business hours: 1; After business hours: 4; Administrative, Check Signing/Funds Disbursements

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-06-30
S63	Uniform Securities Agent State Law Examination	1994-06-20

S66 Uniform Combined State Law Examination

2014-06-30
S63 Uniform Securities Agent State Law Examination

1994-06-20

Other Names

Rachel Stauffer Windsor
Rachel Stauffer Windsor

View on SEC IAPD