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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-01-07
FL RA APPROVED 2008-09-29
  • TX RA
    APPROVED
    Since 2009-01-07
  • FL RA
    APPROVED
    Since 2008-09-29

Branch Locations

2400 N Commerce Pkwy, Weston, FL 33326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Weston FL 10/2006 Present
Merrill Lynch Boca Raton FL 04/2008 Present
Previous Registrations
Other Businesses

I*4772334, Entity Type: , Name of OBA: L M P TTEE H A P TTEE U/A DTD 12/23/2015 , Address: Coral Springs, Florida, 33067, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 06/30/2026, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-22
  • S66 Uniform Combined State Law Examination
    2008-09-22
Other Names
  • Lisa Marie Silvia
  • Lisa Marie Piscitelli
  • Lisa Marie Silvia

View on SEC IAPD

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