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11711 N. College Ave Suite 200, Carmel, IN 46032 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-11-12 |
| TX | RA | APPROVED_RES | 2020-11-12 |
Branch Locations
7839 University Ave., Ste 103-B, La Mesa, CA 91942 • United States
11711 N. College Ave Suite 200, Carmel, IN 46032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Advisory Services | La Mesa | CA | 03/1994 | 10/2020 |
| Avantax Investment Services, Inc. | La Mesa | CA | 10/1993 | 10/2020 |
Fiduciary Appointment-Trustee~'NIR'~7750 University Ave #E~La Mesa~CA~91942~8/17/2011~1hrs~0hrs~Make monthly distributions and conduct annual trust accounting and fiduciary tax return|Controlled Access Systems~'NIR'~7974 El Capitan Dr.~La Mesa~CA~91942~Other~Accountant/Bookkeeper~2/24/2004~4hrs~4hrs~husband's business; automatic gate contractor|Emmanuel Family Homes~'NIR'~4810 Rushville Ln~La Mesa~CA~91941~Club/Association Director/Officer~Director/Officer~6/1/2017~1hrs~0hrs~Quarterly board meetings|Life and Health Insurance~'NIR'~7750 University Avenue, Suite E~La Mesa~CA~91942~Independent Insurance Agent~Insurance Sales Agent~1/1/1995~1hrs~0hrs~Insur Sales, Health, Life, Fixed annuity|Notary~'NIR'~7750 University Ave Ste E~La Mesa~CA~91942~Notary Public~Owner/Sole Proprietor~6/3/2011~1hrs~1hrs~Notarize documents|Patricia Godfrey, E.A.~'NIR'~7750 UNIVERSITY AVE, STE E~LA MESA~CA~91942~Tax Preparation/Accounting~Owner/Sole Proprietor~2/24/2004~100hrs~1hrs~TAX PREP & REPRESENTATION|
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-12-13 |
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