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151 N. Kraemer Blvd. Suite 105, Placentia, CA 92870 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-10-30 |
Branch Locations
151 N. Kraemer Blvd. Suite 105, Placentia, CA 92870 • United States
7755 Center Avenue No. 1100, Huntington Beach, CA 92647 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2002-02-11 |
Branch Locations
Huntington Beach, CA • United States
7755 Center Avenue No. 1100, Huntington Beach, CA 92647 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gregory Advisors Inc. | Huntington Beach | CA | 07/2000 | Present |
| Rai Wealth Management | Placentia | CA | 10/2020 | Present |
| Rai Wealth Management | Placentia | CA | 01/2025 | Present |
Mary Katherine Gregory; Not investment-related; 7755 Center Ave., Ste. 1100, Huntington Beach, CA 92647; Insurance Sales; Insurance Agent; Start date 10-15-2002; approx. 2 hours per month/0 hours during securities trading. Insurance sales to retail clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-29 |
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