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1065 Andrew Drive, West Chester, PA 19380 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2019-05-16 |
Branch Locations
5266 Hollister Ave. #325, Santa Barbara, CA 93111 • United States
1065 Andrew Drive, West Chester, PA 19380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Santa Barbara | CA | 01/2006 | Present |
| Independent Financial Partners | Santa Barbara | CA | 08/2012 | 05/2019 |
| Wealthcare Advisory Partners, Llc Dba Collaborative Financial | Santa Barbara | CA | 05/2019 | Present |
1. 6/16/2006 - Collaborative Financial Solutions - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 25%. 2. 10/14/2014 - Collaborative Financial Solutions, LLC - DBA: Collaborative Financial Solutions & Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/12/2014 - 0 Hours Per Month. 3. 10/15/2014 - Collaborative Financial Solutions, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 12/12/2014 - 0 Hours Per Month. 4. 2/27/2015 - Collaborative Financial Solutions - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 08/01/2006 - 28 Hours Per Month/1 Hour During Securities Trading. 5. 5/3/2016 - Collaborative Financial Solutions - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 05/05/2016 - 1 Hour Per Month During Securities Trading. 6. 6/12/2019 - Wealthcare Advisory Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 05/01/2019 - 100 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through Wealthcare Advisory Partners, LLC, an independent investment advisor firm. I started this business activity in 05/2019. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 6/26/2020 - Wealthcare Advisory Partners, LLC - DBA: Wealthcare Partners of Santa Barbara - IAR - Started 01/01/2020 - 100 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-02-01 |
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