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Current Employers
Wealthcare Advisory Partners Llc

1065 Andrew Drive, West Chester, PA 19380 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
TX RA APPROVED 2019-05-16
  • CA RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2019-05-16

Branch Locations

5266 Hollister Ave. #325, Santa Barbara, CA 93111 • United States

1065 Andrew Drive, West Chester, PA 19380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Santa Barbara CA 01/2006 Present
Independent Financial Partners Santa Barbara CA 08/2012 05/2019
Wealthcare Advisory Partners, Llc Dba Collaborative Financial Santa Barbara CA 05/2019 Present
  • 01/2006 → Present
    Lpl Financial Llc
    Santa Barbara, CA
  • 08/2012 → 05/2019
    Santa Barbara, CA
  • 05/2019 → Present
    Wealthcare Advisory Partners, Llc Dba Collaborative Financial
    Santa Barbara, CA
Previous Registrations
Other Businesses

1. 6/16/2006 - Collaborative Financial Solutions - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 25%. 2. 10/14/2014 - Collaborative Financial Solutions, LLC - DBA: Collaborative Financial Solutions & Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/12/2014 - 0 Hours Per Month. 3. 10/15/2014 - Collaborative Financial Solutions, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 12/12/2014 - 0 Hours Per Month. 4. 2/27/2015 - Collaborative Financial Solutions - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 08/01/2006 - 28 Hours Per Month/1 Hour During Securities Trading. 5. 5/3/2016 - Collaborative Financial Solutions - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 05/05/2016 - 1 Hour Per Month During Securities Trading. 6. 6/12/2019 - Wealthcare Advisory Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 05/01/2019 - 100 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through Wealthcare Advisory Partners, LLC, an independent investment advisor firm. I started this business activity in 05/2019. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 6/26/2020 - Wealthcare Advisory Partners, LLC - DBA: Wealthcare Partners of Santa Barbara - IAR - Started 01/01/2020 - 100 Hours Per Month/8 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-02-01
  • S63 Uniform Securities Agent State Law Examination
    1994-02-01
Designations

View on SEC IAPD

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