Thomas James Morra

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-01
TX	RA	APPROVED_RES	2018-12-27

NY RA
APPROVED

Since 2021-04-01
TX RA
APPROVED_RES

Since 2018-12-27

Branch Locations

S Huntington, NY • United States

145 Pinelawn Rd Ste 340N, Melville, NY 11747-3241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Woodbury	NY	05/1994	03/2020
Ameriprise Financial Services, Llc	Melville	NY	03/2020	Present

05/1994 → 03/2020

Ameriprise Financial Services, Inc.

Woodbury, NY
03/2020 → Present

Ameriprise Financial Services, Llc

Melville, NY

Other Businesses

Real Estate Ownership; Single Family; 30 Ann StreetGlen Cove, Ny 11542, ,; ; . Fiduciary Activities; Attorney-In-Fact (POA), Agent named in a health care directive or living will.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-01-02
S63	Uniform Securities Agent State Law Examination	1993-10-26

S65 Uniform Investment Adviser Law Examination

1996-01-02
S63 Uniform Securities Agent State Law Examination

1993-10-26

Designations

View on SEC IAPD