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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2024-08-29 |
| TX | RA | APPROVED_RES | 2015-02-23 |
| FL | RA | APPROVED | 2006-09-27 |
Branch Locations
100 S.E. 2Nd Street 25Th, Miami, FL 33131 • United States
Miami, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Miami | FL | 05/2006 | Present |
The Kampong (National Tropical Botanical Gardens / 4013 South Douglas Road Miami,FL 33133 / Foundation/ Other Environmental / Promotoe Tropical Botany / Member of Board of Directors / / Promote Community Awareness and Growth / Start Date 01/01/2005 / as needed, minimal FMS Investments 1, Llc / 1800 Espanola Drive Coconut Grove,Fl 33133 / Partnership/ Real Estate / Established to hold 2 commercial real estate condominium units leased to 2 doctors / Partner / / My wife & I are owners of the LLC / Start Date 06/15/2017 /
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-16 |
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