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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-06-29 |
Branch Locations
10700 W Research Drive Suite 100, Milwaukee, WI 53226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stewart Financial Group | Milwaukee | WI | 10/2012 | 01/2017 |
| Voya Financial Advisors | Milwaukee | WI | 09/2014 | 02/2022 |
| Cetera Wealth Services, Llc | El Segundo | CA | 02/2022 | Present |
| Lewis Financial Group | Milwaukee | WI | 01/2017 | 02/2022 |
| Lewis Financial Group | Milwaukee | WI | 10/2016 | Present |
| Doordash Inc | San Francisco | CA | 03/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: LEWIS FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 10/2016; POSITION/TITLE/RELATIONSHIP: INVESTMENT SERVICE MANAGER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: HELP MANAGE ADVISORY ACCOUNTS, INVESTMENT RESEARCH AND FINANCIAL PLANNING SERVICES; 2. NAME OF OTHER BUSINESS: DOORDASH INC; INVESTMENT RELATED: NO; ADDRESS: 303 2ND ST, SOUTH TOWER, SUITE 800, SAN FRANCISCO, CA 94107; NATURE OF BUSINESS: FOOD DELIVERY; START DATE: 3/2023; POSITION/TITLE/RELATIONSHIP: DRIVER; APX NUMBER OF HOURS PER WEEK: 0-10; APX NUMBER OF HOURS DURING TRADING HOURS: 0-10; BRIEF DESCRIPTION OF DUTIES: DELIVER FOOD FROM RESTAURANTS TO INDIVIDUALS AT HOME OR WORK;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-08-27 |
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