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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-06-29
  • WI RA
    APPROVED
    Since 2023-06-29

Branch Locations

10700 W Research Drive Suite 100, Milwaukee, WI 53226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stewart Financial Group Milwaukee WI 10/2012 01/2017
Voya Financial Advisors Milwaukee WI 09/2014 02/2022
Cetera Wealth Services, Llc El Segundo CA 02/2022 Present
Lewis Financial Group Milwaukee WI 01/2017 02/2022
Lewis Financial Group Milwaukee WI 10/2016 Present
Doordash Inc San Francisco CA 03/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 10/2012 → 01/2017
    Stewart Financial Group
    Milwaukee, WI
  • 09/2014 → 02/2022
    Voya Financial Advisors
    Milwaukee, WI
  • 02/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2017 → 02/2022
    Lewis Financial Group
    Milwaukee, WI
  • 10/2016 → Present
    Lewis Financial Group
    Milwaukee, WI
  • 03/2023 → Present
    Doordash Inc
    San Francisco, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2011-01-03 → 2022-02-23
    Windsor, CT
    Milwaukee, WI
    Lisle, IL
    Columbus, OH
    Windsor, CT
    Holland, MI
    Columbus, OH
  • 2022-02-10 → 2022-02-14
    Cetera Wealth Services, Llc
    Milwaukee, WI
    Marinette, WI
  • 2003-12-04 → 2010-12-31
    Voya Financial Partners, Llc
    Lisle, IL
    Milwaukee, WI
    Milwaukee, WI
  • 2000-06-30 → 2002-07-23
    Voya Financial Partners, Llc
    Pewaukee, WI
Other Businesses

1. NAME OF OTHER BUSINESS: LEWIS FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 10/2016; POSITION/TITLE/RELATIONSHIP: INVESTMENT SERVICE MANAGER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: HELP MANAGE ADVISORY ACCOUNTS, INVESTMENT RESEARCH AND FINANCIAL PLANNING SERVICES; 2. NAME OF OTHER BUSINESS: DOORDASH INC; INVESTMENT RELATED: NO; ADDRESS: 303 2ND ST, SOUTH TOWER, SUITE 800, SAN FRANCISCO, CA 94107; NATURE OF BUSINESS: FOOD DELIVERY; START DATE: 3/2023; POSITION/TITLE/RELATIONSHIP: DRIVER; APX NUMBER OF HOURS PER WEEK: 0-10; APX NUMBER OF HOURS DURING TRADING HOURS: 0-10; BRIEF DESCRIPTION OF DUTIES: DELIVER FOOD FROM RESTAURANTS TO INDIVIDUALS AT HOME OR WORK;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-08-27
  • S66 Uniform Combined State Law Examination
    1999-08-27

View on SEC IAPD

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