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Lance Eric Peterson

Wakefield Asset Management, Lllp

Englewood, CO

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Current Employers
Wakefield Asset Management, Lllp

7887 East Belleview Ave, Suite #800, Englewood, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-12-01
  • CO RA
    APPROVED
    Since 2021-12-01

Branch Locations

7887 East Belleview Ave, Suite #800, Englewood, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Umb Distribution Services, Llc Milwaukee WI 02/2010 11/2017
Scout Distributors, Llc Kansas City MO 06/2009 11/2017
Carillon Fund Distributors, Inc. St. Petersburg FL 11/2017 01/2020
Wakefield Asset Management, Lllp Englewood CO 12/2021 Present
Unemployed Overland Park KS 02/2020 11/2021
  • 02/2010 → 11/2017
    Umb Distribution Services, Llc
    Milwaukee, WI
  • 06/2009 → 11/2017
    Scout Distributors, Llc
    Kansas City, MO
  • 11/2017 → 01/2020
    Carillon Fund Distributors, Inc.
    St. Petersburg, FL
  • 12/2021 → Present
    Wakefield Asset Management, Lllp
    Englewood, CO
  • 02/2020 → 11/2021
    Unemployed
    Overland Park, KS
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-21
S63 Uniform Securities Agent State Law Examination 1994-08-30
  • S66 Uniform Combined State Law Examination
    2009-06-21
  • S63 Uniform Securities Agent State Law Examination
    1994-08-30

View on SEC IAPD

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