Lori Lynne Rowan

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-10-27
IA	RA	APPROVED	2018-07-12

TX RA
APPROVED_RES

Since 2020-10-27
IA RA
APPROVED

Since 2018-07-12

Branch Locations

1080 Jordan Creek Parkway Suite 400 North, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Dubuque	IA	03/2015	06/2018
Morgan Stanley	Des Moines	IA	06/2018	Present
Morgan Stanley Private Bank, N.A.	New York	NY	08/2018	Present

03/2015 → 06/2018

Ameriprise Financial Services, Inc.

Dubuque, IA
06/2018 → Present

Morgan Stanley

Des Moines, IA
08/2018 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2015-03-18 → 2018-06-26

Ameriprise Financial Services, Llc

Dubuque, IA
2010-11-16 → 2011-01-03

Invesco Advisers, Inc.

Atlanta, GA
2005-06-09 → 2010-06-04

Van Kampen Advisors Inc

Houston, TX

Urbandale, IA

Other Businesses

1.Rodan + Fields; Investment related No; Skincare Consulting; Independent Contractor (proprietor, partner, officer, director, employee, trustee, agent); Jul 2017; During business hours: 0; After business hours: 2; consulting/sales

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-03-18
S63	Uniform Securities Agent State Law Examination	1997-04-23

S66 Uniform Combined State Law Examination

2015-03-18
S63 Uniform Securities Agent State Law Examination

1997-04-23

View on SEC IAPD