Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-28 |
| VA | RA | APPROVED | 2020-04-03 |
| TX | RA | APPROVED_RES | 2020-03-14 |
Branch Locations
3460 W Clay St, Richmond, VA 23230 • United States
Powhatan, VA • United States
Highland Beach, FL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Richmond | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 11/2016 | 03/2020 |
| Wells Fargo Advisors Financial Network, Llc | Richmond | VA | 03/2020 | Present |
RENTAL PROPERTY, INVT RELATED, RICHMOND, VA, 100% OWNERSHIP, START 1/1/2003, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER. ZURICH HOLDINGS, LLC, INVT RELATED, MIDLOTHIAN, VA, 100% OWNERSHIP, START 1/1/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, FOR FINET PRACTICE. CERVELO, LLC, INVT RELATED, MIDLOTHIAN, VA, 100% OWNERSHIP, START DATE 1/1/2011, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER. HARVIE WEALTH MANAGEMENT GROUP, LLC, INVT RELATED, RICHMOND, VA, 67% OWNERSHIP, START 3/13/2020, 10 HRS PER MONTH, 0 HRS DURING TRADING, FOR FINET PRACTICE.; POWER OF ATTORNEY FOR FATHER, INV RELATED, RICHMOND, VA, START 3/24/2020, 3 HRS/MONTH, 0 HRS DURING TRADING.; EXECUTOR FOR MOTHER, INV RELATED, MIDLOTHIAN, VA, START 3/24/2020, 1 HR/MONTH, 0 HR DURING TRADING. KAUAI,LLC; NOT INV. RELATED; MIDLOTHIAN, VA; 100% OWNERSHIP; START 1/1/2009; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; HOLDS RENTAL PROPERTY. RENTAL PROPERTY, INV RELATED, RICHMOND, VA, 100% OWNERSHIP, START 1/1/2009, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-15 |
Reach out to this advisor