John Michael Carroll

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-10-23
CT	RA	APPROVED	2019-08-01
TX	RA	APPROVED_RES	2019-08-01

FL RA
APPROVED

Since 2025-10-23
CT RA
APPROVED

Since 2019-08-01
TX RA
APPROVED_RES

Since 2019-08-01

Branch Locations

28 State Street 26Th Floor, Boston, MA 02110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Boston Private	Boston	MA	11/2014	02/2018
Morgan Stanley	Boston	MA	02/2018	Present
Morgan Stanley Private Bank, N.A.	New York	NY	03/2018	Present

11/2014 → 02/2018

Boston Private

Boston, MA
02/2018 → Present

Morgan Stanley

Boston, MA
03/2018 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2014-11-14 → 2018-03-07

Svb Wealth

Boston, MA
2011-02-18 → 2014-11-26

Banyan Partners, Llc

Boston, MA

Boston, MA

Palm Beach Gardens, FL
2006-04-04 → 2011-02-10

Lpl Financial Llc

Boston, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-10-15
S63	Uniform Securities Agent State Law Examination	2018-03-17

S65 Uniform Investment Adviser Law Examination

2025-10-15
S63 Uniform Securities Agent State Law Examination

2018-03-17

Other Names

John M Carroll
Jay Carroll

View on SEC IAPD