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345 California Street Suite 600, San Francisco, CA 94104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-10-11 |
| TX | RA | APPROVED_RES | 2024-10-01 |
Branch Locations
345 California Street Suite 600, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Phoenix | AZ | 12/2014 | 06/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Atlanta | GA | 06/2021 | 09/2024 |
| Farther Finance Advisors | Atlanta | GA | 10/2024 | Present |
Name of Business: Still Time Left Investment related: N Address of business: Atlanta, Georgia, 30326 Nature of business: Book Position, title, association: Author Start date of relationship: 12/1/2021 Number of hours devoted: 10-12 Number of hours devoted during trading hours: 0 Duties: Speaking and book signings
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-26 |
| S65 | Uniform Investment Adviser Law Examination | 2002-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-12 |
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